GEFI – Global Enforcement
in the Financial Industry

Platform to share data and to promote independent research on global and Swiss regulatory enforcement in the financial industry.

News on financial markets enforcement

June 26, 2025 | Roy Gava

How has FINMA effectively used its enforcement toolbox in response to breaches of supervisory law?

This working paper presents an original and publicly available dataset on regulatory enforcement by the…

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June 25, 2025 | Urs Zulauf

We are happy to launch our website. We will present it tomorrow at 5.30pm CET in a webinar, free of charge. Guest are welcome to subscribe here.

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June 25, 2025 | Urs Zulauf
FINMA wishes to have the authority to impose fines. The Federal Council will at least examine the proposal. Parliament is also thinking about letting FINMA fine individual managers. At least…
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